Assistant Director – Offsite Examination AML/CFT Supervision

Key Responsibilities

• Develop a workforce that will design and synthesize AML/CFT quantitative inherent risk data received through supervisory systems and qualitative control assessments and analysis from examiners into a supervisory intelligence system.
• Oversee the development of intelligent tools for gathering, processing and presenting focused analysis of AML/CFT risks at licensed financial institutions (LFIs), and for directing and enabling decision-making on a risk-based approach.
• Create and maintain data scoring risk models to assess AML/CFT inherent threats and vulnerabilities of LFIs and internal risk management, with a view to compliance, safety, soundness and integrity.
• Utilize inputs from completed onsite examinations to conduct further offsite analysis and provide recommendations for corrective action/special examinations as appropriate.
• Drive and manage the scheduling of supervisory activities, including examination cycles, industry workshops, offsite analysis, thematic reviews and other supervisory interventions based on risk analysis produced. This is at minimum an annual planning exercise of the department’s calendar objectives, but requires quarterly updates.
• Initiate novel thinking and processes with regard to data analytics, information processing and decision support.
• Ensure examiners and other staff are trained and skilled at using and understanding the data analytics platforms and processes.
• To manage a team of staff all dedicated to AML/CFT risk analysis and oversight and work closely with compliance and examination team in agreeing and prioritizing supervisory interventions.

Full JD is available please contact

Robin Rowe rrowe@chatworthrowe.co.uk